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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-02-16 Oroschakoff Michelle Managing Director Option exercise +20,000 $19.85 $397K 49,197.15
2022-02-16 Oroschakoff Michelle Managing Director Sale −10,117 $184.57 $1.9M 39,080.15
2022-02-16 Oroschakoff Michelle Managing Director Sale −300 $186.34 $56K 38,780.15
2022-02-16 Oroschakoff Michelle Managing Director Sale −3,221 $187.19 $603K 35,559.15
2022-02-16 Oroschakoff Michelle Managing Director Sale −700 $188.32 $132K 34,859.15
2022-02-16 Oroschakoff Michelle Managing Director Sale −879 $189.07 $166K 33,980.15
2022-02-16 Oroschakoff Michelle Managing Director Option exercise · Option to purchase Common Stock −20,000 7,160
2022-02-13 Arnold Dan H. President & CEO Shares withheld for taxes −5,312 $187.08 $994K 172,131.94
2022-02-07 White George Burton Managing Director Option exercise +64,980 $19.85 $1.3M 111,608
2022-02-07 White George Burton Managing Director Option exercise +9,448 $65.50 $619K 121,056
2022-02-07 White George Burton Managing Director Option exercise +5,940 $77.53 $461K 126,996
2022-02-07 White George Burton Managing Director Sale −14,184 $180.12 $2.6M 112,812
2022-02-07 White George Burton Managing Director Sale −50,735 $181.14 $9.2M 62,077
2022-02-07 White George Burton Managing Director Sale −10,915 $182.08 $2.0M 51,162
2022-02-07 White George Burton Managing Director Sale −4,534 $182.80 $829K 46,628
2022-02-07 White George Burton Managing Director Option exercise · Option to purchase Common Stock −64,980 0
2022-02-07 White George Burton Managing Director Option exercise · Option to purchase Common Stock −9,448 0
2022-02-07 White George Burton Managing Director Option exercise · Option to purchase Common Stock −5,940 2,969
2022-02-07 Audette Matthew J Chief Financial Officer Option exercise +20,000 $19.85 $397K 32,393
2022-02-07 Audette Matthew J Chief Financial Officer Sale −3,122 $180.04 $562K 29,271

Page 38 of 62 · 1,239 trades