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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-02-25 Simonich Brent EVP, CAO and Treasurer Grant or award +1,419 5,122
2022-02-25 SEMERJIAN DAYTON Managing Director Shares withheld for taxes −779 $182.73 $142K 12,329
2022-02-25 SEMERJIAN DAYTON Managing Director Grant or award +2,044 14,373
2022-02-25 Oroschakoff Michelle Managing Director Grant or award +6,824 40,804.15
2022-02-25 Oroschakoff Michelle Managing Director Shares withheld for taxes −4,733 $182.73 $865K 36,071.15
2022-02-25 Oroschakoff Michelle Managing Director Grant or award +1,817 37,888.15
2022-02-25 Larsen Sallie R. Managing Director Grant or award +5,186 14,648
2022-02-25 Larsen Sallie R. Managing Director Shares withheld for taxes −2,764 $182.73 $505K 11,884
2022-02-25 Larsen Sallie R. Managing Director Grant or award +1,362 13,246
2022-02-25 Gates Greg Managing Director Shares withheld for taxes −729 $182.73 $133K 19,777
2022-02-25 Gates Greg Managing Director Grant or award +2,057 21,834
2022-02-25 Fandrey Edward Managing Director Shares withheld for taxes −1,114 $182.73 $204K 16,544
2022-02-25 Enyedi Matthew Managing Director Shares withheld for taxes −643 $182.73 $117K 4,129
2022-02-25 Enyedi Matthew Managing Director Grant or award +1,521 5,650
2022-02-25 Audette Matthew J Chief Financial Officer Grant or award +11,464 23,857
2022-02-25 Audette Matthew J Chief Financial Officer Shares withheld for taxes −7,795 $182.73 $1.4M 16,062
2022-02-25 Audette Matthew J Chief Financial Officer Grant or award +2,385 18,447
2022-02-25 Arnold Dan H. President & CEO Grant or award +45,856 217,987.94
2022-02-25 Arnold Dan H. President & CEO Shares withheld for taxes −27,349 $182.73 $5.0M 190,638.94
2022-02-25 Arnold Dan H. President & CEO Grant or award +11,755 202,393.94

Page 37 of 62 · 1,239 trades