CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-03-08 | Glavin William Francis Jr Director | Purchase | +260 | $142.02 | $37K | 1,760 |
| 2022-02-28 | Larsen Sallie R. Managing Director | Sale | −4,506 | $177.77 | $801K | 8,740 |
| 2022-02-28 | Fandrey Edward Managing Director | Sale | −420 | $179.67 | $75K | 16,124 |
| 2022-02-28 | Fandrey Edward Managing Director | Sale | −205 | $180.51 | $37K | 15,919 |
| 2022-02-28 | Fandrey Edward Managing Director | Sale | −630 | $181.75 | $115K | 15,289 |
| 2022-02-28 | Audette Matthew J Chief Financial Officer | Sale | −300 | $178.55 | $54K | 18,147 |
| 2022-02-28 | Audette Matthew J Chief Financial Officer | Sale | −2,300 | $179.92 | $414K | 15,847 |
| 2022-02-28 | Audette Matthew J Chief Financial Officer | Sale | −1,189 | $181.14 | $215K | 14,658 |
| 2022-02-28 | Audette Matthew J Chief Financial Officer | Sale | −1,991 | $181.85 | $362K | 12,667 |
| 2022-02-28 | Arnold Dan H. President & CEO | Sale | −698 | $178.07 | $124K | 201,695.94 |
| 2022-02-28 | Arnold Dan H. President & CEO | Sale | −3,599 | $179.48 | $646K | 198,096.94 |
| 2022-02-28 | Arnold Dan H. President & CEO | Sale | −7,447 | $180.24 | $1.3M | 190,649.94 |
| 2022-02-28 | Arnold Dan H. President & CEO | Sale | −7,275 | $181.47 | $1.3M | 183,374.94 |
| 2022-02-28 | Arnold Dan H. President & CEO | Sale | −4,100 | $182.10 | $747K | 179,274.94 |
| 2022-02-25 | White George Burton Managing Director | Grant or award | +7,914 | 54,542 | ||
| 2022-02-25 | White George Burton Managing Director | Shares withheld for taxes | −4,964 | $182.73 | $907K | 49,578 |
| 2022-02-25 | Steinmeier Richard Managing Director | Grant or award | +6,534 | 25,700 | ||
| 2022-02-25 | Steinmeier Richard Managing Director | Shares withheld for taxes | −4,234 | $182.73 | $774K | 21,466 |
| 2022-02-25 | Steinmeier Richard Managing Director | Grant or award | +2,612 | 24,078 | ||
| 2022-02-25 | Simonich Brent EVP, CAO and Treasurer | Shares withheld for taxes | −233 | $182.73 | $43K | 3,703 |
Page 36 of 62 · 1,239 trades