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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-05-06 Sethi Kabir Managing Director Grant or award +12,108 12,108
2022-03-29 Thomas Corey E. Director Grant or award +1 9,094
2022-03-29 Thomas Corey E. Director Grant or award +7 9,101
2022-03-29 SCHIFTER RICHARD P Director Grant or award +1 50,926.83
2022-03-29 SCHIFTER RICHARD P Director Grant or award +24 50,950.83
2022-03-29 Putnam James S Director Grant or award +1 132,540.5
2022-03-29 Putnam James S Director Grant or award +13 132,553.5
2022-03-29 Mnookin Allison Director Grant or award +1 8,079
2022-03-29 Mnookin Allison Director Grant or award +3 8,082
2022-03-29 Glavin William Francis Jr Director Grant or award +1 18,443
2022-03-29 Glavin William Francis Jr Director Grant or award +17 18,460
2022-03-29 EBERHART PAULETT Director Grant or award +1 21,210
2022-03-29 EBERHART PAULETT Director Grant or award +6 21,216
2022-03-29 BERNARD EDWARD C Director Grant or award +1 10,870
2022-03-29 BERNARD EDWARD C Director Grant or award +4 10,874
2022-03-18 Arnold Dan H. President & CEO Gift −16,667 162,607.94
2022-03-14 Enyedi Matthew Managing Director Option exercise +1,900 $45.55 $87K 7,550
2022-03-14 Enyedi Matthew Managing Director Sale −1,900 $159.25 $303K 5,650
2022-03-14 Enyedi Matthew Managing Director Option exercise · Option to purchase Common Stock −1,900 2,615
2022-03-08 Glavin William Francis Jr Director Purchase +1,500 $141.51 $212K 1,500

Page 35 of 62 · 1,239 trades