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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-05-19 Putnam James S Director Grant or award +525 133,892.5
2022-05-19 MULCAHY ANNE M Director Grant or award +814 32,569
2022-05-19 MULCAHY ANNE M Director Grant or award +525 33,094
2022-05-19 Mnookin Allison Director Grant or award +814 8,896
2022-05-19 Glavin William Francis Jr Director Grant or award +814 19,274
2022-05-19 Glavin William Francis Jr Director Grant or award +525 19,799
2022-05-19 EBERHART PAULETT Director Grant or award +814 22,030
2022-05-19 BERNARD EDWARD C Director Grant or award +814 11,688
2022-05-19 BERNARD EDWARD C Director Grant or award +525 12,213
2022-05-16 Oroschakoff Michelle Managing Director Option exercise +7,160 $19.85 $142K 45,048.15
2022-05-16 Oroschakoff Michelle Managing Director Option exercise +12,744 $39.48 $503K 57,792.15
2022-05-16 Oroschakoff Michelle Managing Director Sale −1,644 $170.78 $281K 56,148.15
2022-05-16 Oroschakoff Michelle Managing Director Sale −5,217 $171.96 $897K 50,931.15
2022-05-16 Oroschakoff Michelle Managing Director Sale −8,528 $172.62 $1.5M 42,403.15
2022-05-16 Oroschakoff Michelle Managing Director Sale −320 $173.80 $56K 42,083.15
2022-05-16 Oroschakoff Michelle Managing Director Sale −15 $174.89 $3K 42,068.15
2022-05-16 Oroschakoff Michelle Managing Director Option exercise · Option to purchase Common Stock −7,160 0
2022-05-16 Oroschakoff Michelle Managing Director Option exercise · Option to purchase Common Stock −12,744 0
2022-05-11 Larsen Sallie R. Managing Director Option exercise +15,815 $31.61 $500K 24,555
2022-05-11 Larsen Sallie R. Managing Director Option exercise · Option to purchase Common Stock −15,815 0

Page 34 of 62 · 1,239 trades