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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Grant or award Director acquired 32 shares (grant or award)
  2. 4 Grant or award Director acquired 8 shares (grant or award)
  3. 4 Grant or award Director acquired 48 shares (grant or award)
  4. 4 Grant or award Director acquired 15 shares (grant or award)
  5. 4 Grant or award Director acquired 12 shares (grant or award)
  6. 4 Open-market sale Managing Director sold 5,418 shares at $86.02 ($466,056)
  7. 4 Open-market sale Managing Director sold 38,211 shares at $85.13 ($3,252,902)
  8. 4 Open-market sale President & CEO sold 20,000 shares at an average $85.70 ($1,713,953)
  9. 4 Open-market sale President & CEO sold 35,000 shares at an average $82.40 ($2,883,860)
  10. 8-K Event Regulation FD disclosure
  11. 4 Grant or award Director acquired 4,215 shares (grant or award)
  12. 4 Grant or award Director acquired 4,215 shares (grant or award)
  13. 4 Grant or award Director acquired 4,215 shares (grant or award)
  14. 4 Grant or award Director acquired 4,215 shares (grant or award)
  15. 4 Grant or award Director acquired 2,780 shares (grant or award)
  16. 4 Grant or award Director acquired 4,215 shares (grant or award)
  17. 4 Grant or award Director acquired 4,215 shares (grant or award)
  18. 4 Grant or award Director acquired 4,215 shares (grant or award)
  19. 3 Insider Initial Statement of Ownership
  20. 8-K Event Shareholder vote results · Other events

Page 34 of 89 · 1,776 filings