CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-06-24 | EBERHART PAULETT Director | Grant or award | +7 | 22,038 | ||
| 2022-06-24 | BERNARD EDWARD C Director | Grant or award | +1 | 12,214 | ||
| 2022-06-24 | BERNARD EDWARD C Director | Grant or award | +5 | 12,219 | ||
| 2022-06-05 | Gates Greg Managing Director | Shares withheld for taxes | −695 | $198.05 | $138K | 21,139 |
| 2022-05-27 | Arnold Dan H. President & CEO | Option exercise | +19,508 | $19.85 | $387K | 182,115.94 |
| 2022-05-27 | Arnold Dan H. President & CEO | Sale | −19,508 | $200.36 | $3.9M | 162,607.94 |
| 2022-05-27 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock | −19,508 | 39,015 | ||
| 2022-05-26 | Arnold Dan H. President & CEO | Option exercise | +19,508 | $19.85 | $387K | 182,115.94 |
| 2022-05-26 | Arnold Dan H. President & CEO | Sale | −69 | $190.00 | $13K | 182,046.94 |
| 2022-05-26 | Arnold Dan H. President & CEO | Sale | −1,300 | $191.89 | $249K | 180,746.94 |
| 2022-05-26 | Arnold Dan H. President & CEO | Sale | −2,037 | $192.93 | $393K | 178,709.94 |
| 2022-05-26 | Arnold Dan H. President & CEO | Sale | −4,772 | $193.73 | $924K | 173,937.94 |
| 2022-05-26 | Arnold Dan H. President & CEO | Sale | −9,994 | $194.84 | $1.9M | 163,943.94 |
| 2022-05-26 | Arnold Dan H. President & CEO | Sale | −1,336 | $195.70 | $261K | 162,607.94 |
| 2022-05-26 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock | −19,508 | 58,523 | ||
| 2022-05-19 | Thomas Corey E. Director | Grant or award | +814 | 9,915 | ||
| 2022-05-19 | Thomas Corey E. Director | Grant or award | +525 | 10,440 | ||
| 2022-05-19 | SCHIFTER RICHARD P Director | Grant or award | +814 | 51,764.83 | ||
| 2022-05-19 | SCHIFTER RICHARD P Director | Grant or award | +525 | 52,289.83 | ||
| 2022-05-19 | Putnam James S Director | Grant or award | +814 | 133,367.5 |
Page 33 of 62 · 1,239 trades