CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-08-15 | Arnold Dan H. President & CEO | Sale | −3,408 | $226.16 | $771K | 163,738.94 |
| 2022-08-15 | Arnold Dan H. President & CEO | Sale | −1,131 | $226.94 | $257K | 162,607.94 |
| 2022-08-15 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock | −10,000 | 113,131 | ||
| 2022-08-04 | Steinmeier Richard Managing Director | Option exercise | +7,355 | $77.53 | $570K | 31,433 |
| 2022-08-04 | Steinmeier Richard Managing Director | Sale | −7,355 | $216.64 | $1.6M | 24,078 |
| 2022-08-04 | Steinmeier Richard Managing Director | Option exercise · Option to purchase Common Stock | −7,355 | 0 | ||
| 2022-07-29 | Arnold Dan H. President & CEO | Option exercise | +39,015 | $19.85 | $774K | 201,622.94 |
| 2022-07-29 | Arnold Dan H. President & CEO | Sale | −39,015 | $210.33 | $8.2M | 162,607.94 |
| 2022-07-29 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock | −39,015 | 0 | ||
| 2022-06-24 | Thomas Corey E. Director | Grant or award | +1 | 10,441 | ||
| 2022-06-24 | Thomas Corey E. Director | Grant or award | +8 | 10,449 | ||
| 2022-06-24 | SCHIFTER RICHARD P Director | Grant or award | +1 | 52,290.83 | ||
| 2022-06-24 | SCHIFTER RICHARD P Director | Grant or award | +24 | 52,314.83 | ||
| 2022-06-24 | Putnam James S Director | Grant or award | +1 | 133,893.5 | ||
| 2022-06-24 | Putnam James S Director | Grant or award | +13 | 133,906.5 | ||
| 2022-06-24 | Mnookin Allison Director | Grant or award | +1 | 8,897 | ||
| 2022-06-24 | Mnookin Allison Director | Grant or award | +4 | 8,901 | ||
| 2022-06-24 | Glavin William Francis Jr Director | Grant or award | +1 | 19,800 | ||
| 2022-06-24 | Glavin William Francis Jr Director | Grant or award | +18 | 19,818 | ||
| 2022-06-24 | EBERHART PAULETT Director | Grant or award | +1 | 22,031 |
Page 32 of 62 · 1,239 trades