CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
Sign in to watch- Ticker
- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-08-31 | BERNARD EDWARD C Director | Grant or award | +5 | 12,224 | ||
| 2022-08-17 | Oroschakoff Michelle Managing Director | Option exercise | +9,448 | $65.50 | $619K | 51,516.15 |
| 2022-08-17 | Oroschakoff Michelle Managing Director | Sale | −6,086 | $225.88 | $1.4M | 45,430.15 |
| 2022-08-17 | Oroschakoff Michelle Managing Director | Sale | −3,043 | $228.09 | $694K | 42,387.15 |
| 2022-08-17 | Oroschakoff Michelle Managing Director | Sale | −1,300 | $228.77 | $297K | 41,087.15 |
| 2022-08-17 | Oroschakoff Michelle Managing Director | Sale | −1,709 | $230.06 | $393K | 39,378.15 |
| 2022-08-17 | Oroschakoff Michelle Managing Director | Sale | −400 | $230.98 | $92K | 38,978.15 |
| 2022-08-17 | Oroschakoff Michelle Managing Director | Sale | −345 | $231.90 | $80K | 38,633.15 |
| 2022-08-17 | Oroschakoff Michelle Managing Director | Option exercise · Option to purchase Common Stock | −9,448 | 0 | ||
| 2022-08-17 | Arnold Dan H. President & CEO | Option exercise | +11,391 | $39.48 | $450K | 173,998.94 |
| 2022-08-17 | Arnold Dan H. President & CEO | Sale | −8,760 | $230.28 | $2.0M | 165,238.94 |
| 2022-08-17 | Arnold Dan H. President & CEO | Sale | −2,531 | $231.77 | $587K | 162,707.94 |
| 2022-08-17 | Arnold Dan H. President & CEO | Sale | −100 | $232.05 | $23K | 162,607.94 |
| 2022-08-17 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock | −11,391 | 98,131 | ||
| 2022-08-16 | Arnold Dan H. President & CEO | Option exercise | +3,609 | $39.48 | $142K | 166,216.94 |
| 2022-08-16 | Arnold Dan H. President & CEO | Sale | −3,609 | $230.18 | $831K | 162,607.94 |
| 2022-08-16 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock | −3,609 | 109,522 | ||
| 2022-08-15 | Arnold Dan H. President & CEO | Option exercise | +10,000 | $39.48 | $395K | 172,607.94 |
| 2022-08-15 | Arnold Dan H. President & CEO | Sale | −1,708 | $224.02 | $383K | 170,899.94 |
| 2022-08-15 | Arnold Dan H. President & CEO | Sale | −3,753 | $225.29 | $846K | 167,146.94 |
Page 31 of 62 · 1,239 trades