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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-11-17 Oroschakoff Michelle Managing Director Option exercise · Option to purchase Common Stock −7,680 0
2022-10-31 Audette Matthew J Chief Financial Officer Option exercise +20,000 $19.85 $397K 32,667
2022-10-31 Audette Matthew J Chief Financial Officer Sale −3,209 $254.84 $818K 29,458
2022-10-31 Audette Matthew J Chief Financial Officer Sale −4,587 $255.64 $1.2M 24,871
2022-10-31 Audette Matthew J Chief Financial Officer Sale −4,100 $256.71 $1.1M 20,771
2022-10-31 Audette Matthew J Chief Financial Officer Sale −3,669 $258.14 $947K 17,102
2022-10-31 Audette Matthew J Chief Financial Officer Sale −3,235 $259.49 $839K 13,867
2022-10-31 Audette Matthew J Chief Financial Officer Sale −1,200 $260.28 $312K 12,667
2022-10-31 Audette Matthew J Chief Financial Officer Option exercise · Option to purchase Common Stock −20,000 20,810
2022-10-05 Arnold Dan H. President & CEO Option exercise +20,000 $39.48 $790K 177,822.94
2022-10-05 Arnold Dan H. President & CEO Sale −20,000 $240.27 $4.8M 157,822.94
2022-10-05 Arnold Dan H. President & CEO Option exercise · Option to purchase Common Stock −20,000 78,131
2022-09-14 Arnold Dan H. President & CEO Gift −4,785 157,822.94
2022-09-07 Steinmeier Richard Managing Director Shares withheld for taxes −3,737 $223.79 $836K 20,341
2022-08-31 Thomas Corey E. Director Grant or award +8 10,457
2022-08-31 SCHIFTER RICHARD P Director Grant or award +22 52,336.83
2022-08-31 Putnam James S Director Grant or award +12 133,918.5
2022-08-31 Mnookin Allison Director Grant or award +4 8,905
2022-08-31 Glavin William Francis Jr Director Grant or award +16 19,834
2022-08-31 EBERHART PAULETT Director Grant or award +6 22,044

Page 30 of 62 · 1,239 trades