CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-05-15 | EBERHART PAULETT Director | Grant or award | +712 | 17,755 | ||
| 2026-05-15 | BERNARD EDWARD C Director | Grant or award | +712 | 15,907 | ||
| 2026-05-15 | BERNARD EDWARD C Director | Grant or award | +348 | 16,255 | ||
| 2026-05-07 | Putnam James S Director | Gift | −100 | 136,568.5 | ||
| 2026-04-15 | Audette Matthew J President and CFO | Sale 10b5-1 | −220 | $327.45 | $72K | 20,693 |
| 2026-04-15 | Audette Matthew J President and CFO | Sale 10b5-1 | −189 | $328.34 | $62K | 20,504 |
| 2026-04-15 | Audette Matthew J President and CFO | Sale 10b5-1 | −595 | $331.09 | $197K | 19,909 |
| 2026-04-15 | Audette Matthew J President and CFO | Sale 10b5-1 | −106 | $332.27 | $35K | 19,803 |
| 2026-04-14 | Audette Matthew J President and CFO | Sale 10b5-1 | −330 | $325.00 | $107K | 21,052 |
| 2026-04-14 | Audette Matthew J President and CFO | Sale 10b5-1 | −139 | $326.16 | $45K | 20,913 |
| 2026-03-24 | Thomas Corey E. Director | Grant or award | +7 | 13,841 | ||
| 2026-03-24 | SCHIFTER RICHARD P Director | Grant or award | +19 | 38,098.57 | ||
| 2026-03-24 | Putnam James S Director | Grant or award | +10 | 136,668.5 | ||
| 2026-03-24 | Mnookin Allison Director | Grant or award | +3 | 11,046 | ||
| 2026-03-24 | Glavin William Francis Jr Director | Grant or award | +15 | 23,337 | ||
| 2026-03-24 | EBERHART PAULETT Director | Grant or award | +5 | 17,043 | ||
| 2026-03-24 | BERNARD EDWARD C Director | Grant or award | +4 | 15,195 | ||
| 2026-03-10 | Cohen Marc Eliot Group Managing Director | Sale | −1,088.21 | $309.72 | $337K | 4,400 |
| 2026-03-09 | Cohen Marc Eliot Group Managing Director | Option exercise | +2,212 | $77.53 | $171K | 7,700.21 |
| 2026-03-09 | Cohen Marc Eliot Group Managing Director | Sale | −2,212 | $308.75 | $683K | 5,488.21 |
Page 3 of 62 · 1,239 trades