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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-02-06 Audette Matthew J Chief Financial Officer Sale −23 $235.47 $5K 33,423
2023-02-06 Audette Matthew J Chief Financial Officer Sale −3,387 $237.21 $803K 30,036
2023-02-06 Audette Matthew J Chief Financial Officer Sale −3,400 $238.49 $811K 26,636
2023-02-06 Audette Matthew J Chief Financial Officer Sale −7,969 $239.51 $1.9M 18,667
2023-02-06 Audette Matthew J Chief Financial Officer Sale −5,300 $240.56 $1.3M 13,367
2023-02-06 Audette Matthew J Chief Financial Officer Sale −600 $241.50 $145K 12,767
2023-02-06 Audette Matthew J Chief Financial Officer Sale −100 $242.29 $24K 12,667
2023-02-06 Audette Matthew J Chief Financial Officer Option exercise · Option to purchase Common Stock −20,810 0
2023-02-01 Ko Albert J Director Grant or award +173 173
2022-11-28 Thomas Corey E. Director Grant or award +8 10,465
2022-11-28 SCHIFTER RICHARD P Director Grant or award +20 52,356.83
2022-11-28 Putnam James S Director Grant or award +10 133,928.5
2022-11-28 Mnookin Allison Director Grant or award +4 8,909
2022-11-28 Glavin William Francis Jr Director Grant or award +16 19,850
2022-11-28 EBERHART PAULETT Director Grant or award +6 22,050
2022-11-28 BERNARD EDWARD C Director Grant or award +5 12,229
2022-11-18 Simonich Brent EVP, CAO and Treasurer Purchase +920 $219.15 $202K 6,042
2022-11-18 Glavin William Francis Jr Director Purchase +458 $217.74 $100K 2,218
2022-11-17 Oroschakoff Michelle Managing Director Option exercise +7,680 $77.53 $595K 46,313.15
2022-11-17 Oroschakoff Michelle Managing Director Sale −5,213 $213.80 $1.1M 41,100.15

Page 29 of 62 · 1,239 trades