CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-02-25 | Enyedi Matthew Managing Director | Shares withheld for taxes | −3,477 | $247.30 | $860K | 8,497 |
| 2023-02-25 | Enyedi Matthew Managing Director | Grant or award | +1,481 | 9,978 | ||
| 2023-02-25 | Audette Matthew J Chief Financial Officer | Grant or award | +14,104 | 26,771 | ||
| 2023-02-25 | Audette Matthew J Chief Financial Officer | Shares withheld for taxes | −8,788 | $247.30 | $2.2M | 17,983 |
| 2023-02-25 | Audette Matthew J Chief Financial Officer | Grant or award | +1,772 | 19,755 | ||
| 2023-02-25 | Arnold Dan H. President & CEO | Grant or award | +67,888 | 221,200.94 | ||
| 2023-02-25 | Arnold Dan H. President & CEO | Shares withheld for taxes | −39,519 | $247.30 | $9.8M | 181,681.94 |
| 2023-02-25 | Arnold Dan H. President & CEO | Grant or award | +11,646 | 193,327.94 | ||
| 2023-02-17 | Oroschakoff Michelle Managing Director | Sale | −200 | $246.91 | $49K | 32,910.15 |
| 2023-02-17 | Oroschakoff Michelle Managing Director | Sale | −740 | $248.26 | $184K | 32,170.15 |
| 2023-02-17 | Oroschakoff Michelle Managing Director | Sale | −5,969 | $249.55 | $1.5M | 26,201.15 |
| 2023-02-17 | Oroschakoff Michelle Managing Director | Sale | −2,874 | $250.33 | $719K | 23,327.15 |
| 2023-02-16 | Oroschakoff Michelle Managing Director | Sale | −7,990 | $248.19 | $2.0M | 33,110.15 |
| 2023-02-13 | Larsen Sallie R. Managing Director | Option exercise | +20,519 | $31.60 | $648K | 45,074 |
| 2023-02-13 | Larsen Sallie R. Managing Director | Sale | −1,881 | $240.88 | $453K | 43,193 |
| 2023-02-13 | Larsen Sallie R. Managing Director | Sale | −12,828 | $241.76 | $3.1M | 30,365 |
| 2023-02-13 | Larsen Sallie R. Managing Director | Sale | −5,810 | $242.33 | $1.4M | 24,555 |
| 2023-02-13 | Larsen Sallie R. Managing Director | Option exercise · Option to purchase Common Stock | −20,519 | 0 | ||
| 2023-02-06 | Audette Matthew J Chief Financial Officer | Option exercise | +20,810 | $19.85 | $413K | 33,477 |
| 2023-02-06 | Audette Matthew J Chief Financial Officer | Sale | −31 | $234.48 | $7K | 33,446 |
Page 28 of 62 · 1,239 trades