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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-02-25 Steinmeier Richard Managing Director Grant or award +12,396 32,737
2023-02-25 Steinmeier Richard Managing Director Shares withheld for taxes −7,379 $247.30 $1.8M 25,358
2023-02-25 Steinmeier Richard Managing Director Grant or award +1,856 27,214
2023-02-25 Simonich Brent Principal Accounting Officer Shares withheld for taxes −355 $247.30 $88K 5,687
2023-02-25 Simonich Brent Principal Accounting Officer Grant or award +1,086 6,773
2023-02-25 Sethi Kabir Managing Director Grant or award +1,476 13,584
2023-02-25 SEMERJIAN DAYTON Managing Director Grant or award +11,068 25,441
2023-02-25 SEMERJIAN DAYTON Managing Director Shares withheld for taxes −6,323 $247.30 $1.6M 19,118
2023-02-25 Oroschakoff Michelle Managing Director Grant or award +9,170 32,497.15
2023-02-25 Oroschakoff Michelle Managing Director Shares withheld for taxes −5,186 $247.30 $1.3M 27,311.15
2023-02-25 Oroschakoff Michelle Managing Director Grant or award +1,350 28,661.15
2023-02-25 Larsen Sallie R. Managing Director Grant or award +6,830 31,385
2023-02-25 Larsen Sallie R. Managing Director Shares withheld for taxes −4,281 $247.30 $1.1M 27,104
2023-02-25 Larsen Sallie R. Managing Director Grant or award +2,531 29,635
2023-02-25 Jambusaria Aneri Managing Director Shares withheld for taxes −276 $247.30 $68K 3,852
2023-02-25 Jambusaria Aneri Managing Director Grant or award +776 4,628
2023-02-25 Gates Greg Managing Director Grant or award +4,410 25,549
2023-02-25 Gates Greg Managing Director Shares withheld for taxes −2,540 $247.30 $628K 23,009
2023-02-25 Gates Greg Managing Director Grant or award +1,528 24,537
2023-02-25 Enyedi Matthew Managing Director Grant or award +6,324 11,974

Page 27 of 62 · 1,239 trades