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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-28 Mnookin Allison Director Grant or award +1 8,910
2023-03-28 Mnookin Allison Director Grant or award +5 8,915
2023-03-28 Glavin William Francis Jr Director Grant or award +1 19,851
2023-03-28 Glavin William Francis Jr Director Grant or award +23 19,874
2023-03-28 EBERHART PAULETT Director Grant or award +1 22,051
2023-03-28 EBERHART PAULETT Director Grant or award +8 22,059
2023-03-28 BERNARD EDWARD C Director Grant or award +1 12,230
2023-03-28 BERNARD EDWARD C Director Grant or award +7 12,237
2023-03-13 SCHIFTER RICHARD P Director Other disposition −11,588 40,768.83
2023-02-27 Oroschakoff Michelle Managing Director Sale −1,000 $245.24 $245K 27,661.15
2023-02-27 Oroschakoff Michelle Managing Director Sale −2,408 $246.10 $593K 25,253.15
2023-02-27 Oroschakoff Michelle Managing Director Sale −1,401 $246.99 $346K 23,852.15
2023-02-27 Larsen Sallie R. Managing Director Sale −4,439 $248.13 $1.1M 25,196
2023-02-27 Audette Matthew J Chief Financial Officer Sale −1,528 $245.30 $375K 18,227
2023-02-27 Audette Matthew J Chief Financial Officer Sale −3,574 $246.06 $879K 14,653
2023-02-27 Audette Matthew J Chief Financial Officer Sale −2,009 $247.01 $496K 12,644
2023-02-27 Arnold Dan H. President & CEO Sale −1,160 $244.82 $284K 192,167.94
2023-02-27 Arnold Dan H. President & CEO Sale −18,908 $245.70 $4.6M 173,259.94
2023-02-27 Arnold Dan H. President & CEO Sale −16,316 $246.71 $4.0M 156,943.94
2023-02-27 Arnold Dan H. President & CEO Sale −2,060 $247.44 $510K 154,883.94

Page 26 of 62 · 1,239 trades