CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-05-12 | SCHIFTER RICHARD P Director | Grant or award | +784 | 41,583.83 | ||
| 2023-05-12 | SCHIFTER RICHARD P Director | Grant or award | +506 | 42,089.83 | ||
| 2023-05-12 | Glavin William Francis Jr Director | Grant or award | +784 | 20,658 | ||
| 2023-05-12 | Glavin William Francis Jr Director | Grant or award | +506 | 21,164 | ||
| 2023-05-12 | Putnam James S Director | Grant or award | +784 | 134,729.5 | ||
| 2023-05-12 | Putnam James S Director | Grant or award | +506 | 135,235.5 | ||
| 2023-05-12 | EBERHART PAULETT Director | Grant or award | +784 | 19,973 | ||
| 2023-05-12 | Ko Albert J Director | Grant or award | +784 | 957 | ||
| 2023-05-12 | MULCAHY ANNE M Director | Grant or award | +784 | 33,878 | ||
| 2023-05-12 | MULCAHY ANNE M Director | Grant or award | +506 | 34,384 | ||
| 2023-05-12 | Mnookin Allison Director | Grant or award | +784 | 9,699 | ||
| 2023-05-06 | Sethi Kabir Managing Director | Shares withheld for taxes | −1,847 | $190.82 | $352K | 11,737 |
| 2023-05-04 | Glavin William Francis Jr Director | Purchase | +557 | $180.23 | $100K | 2,775 |
| 2023-04-24 | EBERHART PAULETT Director | Gift | −2,870 | 19,189 | ||
| 2023-03-28 | Thomas Corey E. Director | Grant or award | +1 | 10,466 | ||
| 2023-03-28 | Thomas Corey E. Director | Grant or award | +11 | 10,477 | ||
| 2023-03-28 | SCHIFTER RICHARD P Director | Grant or award | +1 | 40,769.83 | ||
| 2023-03-28 | SCHIFTER RICHARD P Director | Grant or award | +30 | 40,799.83 | ||
| 2023-03-28 | Putnam James S Director | Grant or award | +1 | 133,929.5 | ||
| 2023-03-28 | Putnam James S Director | Grant or award | +16 | 133,945.5 |
Page 25 of 62 · 1,239 trades