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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-06-05 Jambusaria Aneri Managing Director Shares withheld for taxes −896 $199.99 $179K 3,732
2023-06-05 Gates Greg Managing Director Shares withheld for taxes −688 $199.99 $138K 23,849
2023-06-01 Thomas Corey E. Director Grant or award +1 11,768
2023-06-01 Thomas Corey E. Director Grant or award +12 11,780
2023-06-01 SCHIFTER RICHARD P Director Grant or award +1 42,090.83
2023-06-01 SCHIFTER RICHARD P Director Grant or award +32 42,122.83
2023-06-01 Putnam James S Director Grant or award +1 135,236.5
2023-06-01 Putnam James S Director Grant or award +17 135,253.5
2023-06-01 Mnookin Allison Director Grant or award +1 9,700
2023-06-01 Mnookin Allison Director Grant or award +6 9,706
2023-06-01 Glavin William Francis Jr Director Grant or award +1 21,165
2023-06-01 Glavin William Francis Jr Director Grant or award +25 21,190
2023-06-01 EBERHART PAULETT Director Grant or award +1 19,974
2023-06-01 EBERHART PAULETT Director Grant or award +9 19,983
2023-06-01 BERNARD EDWARD C Director Grant or award +1 13,528
2023-06-01 BERNARD EDWARD C Director Grant or award +8 13,536
2023-05-12 Thomas Corey E. Director Grant or award +784 11,261
2023-05-12 Thomas Corey E. Director Grant or award +506 11,767
2023-05-12 BERNARD EDWARD C Director Grant or award +784 13,021
2023-05-12 BERNARD EDWARD C Director Grant or award +506 13,527

Page 24 of 62 · 1,239 trades