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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-08-25 Thomas Corey E. Director Grant or award +9 11,790
2023-08-25 SCHIFTER RICHARD P Director Grant or award +1 42,123.83
2023-08-25 SCHIFTER RICHARD P Director Grant or award +25 42,148.83
2023-08-25 Putnam James S Director Grant or award +1 135,254.5
2023-08-25 Putnam James S Director Grant or award +14 135,268.5
2023-08-25 Mnookin Allison Director Grant or award +1 9,707
2023-08-25 Mnookin Allison Director Grant or award +5 9,712
2023-08-25 Glavin William Francis Jr Director Grant or award +1 21,191
2023-08-25 Glavin William Francis Jr Director Grant or award +19 21,210
2023-08-25 EBERHART PAULETT Director Grant or award +1 19,984
2023-08-25 EBERHART PAULETT Director Grant or award +8 19,992
2023-08-25 BERNARD EDWARD C Director Grant or award +1 13,537
2023-08-25 BERNARD EDWARD C Director Grant or award +6 13,543
2023-08-22 Enyedi Matthew Managing Director Option exercise 10b5-1 +2,615 $45.55 $119K 12,593
2023-08-22 Enyedi Matthew Managing Director Option exercise 10b5-1 +650 $45.55 $30K 13,243
2023-08-22 Enyedi Matthew Managing Director Sale 10b5-1 −3,265 $230.86 $754K 9,978
2023-08-22 Enyedi Matthew Managing Director Option exercise · Option to purchase Common Stock 10b5-1 −2,615 0
2023-08-22 Enyedi Matthew Managing Director Option exercise · Option to purchase Common Stock 10b5-1 −650 1,381
2023-07-10 Arnold Dan H. President & CEO Gift −9,000 145,883.94
2023-06-12 Gates Greg Managing Director Grant or award +1,532 25,381

Page 23 of 62 · 1,239 trades