Sign in

CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

Sign in to watch
Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-11-27 BERNARD EDWARD C Director Grant or award +1 13,544
2023-11-27 BERNARD EDWARD C Director Grant or award +6 13,550
2023-11-10 Larsen Sallie R. Managing Director Option exercise +13,488 $54.81 $739K 38,684
2023-11-10 Larsen Sallie R. Managing Director Sale −13,488 $226.57 $3.1M 25,196
2023-11-10 Larsen Sallie R. Managing Director Option exercise · Option to purchase Common Stock −13,488 0
2023-11-09 Arnold Dan H. President & CEO Gift −4,440 141,443.94
2023-11-06 Enyedi Matthew Managing Director Gift −1,344 8,634
2023-11-02 Jambusaria Aneri Managing Director Sale −1,930 $222.37 $429K 1,802
2023-09-20 Arnold Dan H. President & CEO Option exercise 10b5-1 +353 $39.48 $14K 146,236.94
2023-09-20 Arnold Dan H. President & CEO Sale 10b5-1 −353 $250.03 $88K 145,883.94
2023-09-20 Arnold Dan H. President & CEO Option exercise · Option to purchase Common Stock 10b5-1 −353 77,603
2023-09-19 Arnold Dan H. President & CEO Option exercise 10b5-1 +175 $39.48 $7K 146,058.94
2023-09-19 Arnold Dan H. President & CEO Sale 10b5-1 −175 $250.00 $44K 145,883.94
2023-09-19 Arnold Dan H. President & CEO Option exercise · Option to purchase Common Stock 10b5-1 −175 77,956
2023-09-13 Steinmeier Richard Managing Director Sale 10b5-1 −3,666 $242.07 $887K 23,548
2023-09-13 Steinmeier Richard Managing Director Sale 10b5-1 −5,334 $242.77 $1.3M 18,214
2023-09-13 Steinmeier Richard Managing Director Sale 10b5-1 −1,200 $243.99 $293K 17,014
2023-09-13 Steinmeier Richard Managing Director Sale 10b5-1 −100 $244.65 $24K 16,914
2023-09-12 Brown Althea Managing Director Grant or award +4,319 4,319
2023-08-25 Thomas Corey E. Director Grant or award +1 11,781

Page 22 of 62 · 1,239 trades