CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-02-20 | Enyedi Matthew Managing Director | Option exercise · Option to purchase Common Stock 10b5-1 | −1,381 | 0 | ||
| 2024-02-20 | Arnold Dan H. President & CEO | Option exercise 10b5-1 | +10,000 | $39.48 | $395K | 147,043.94 |
| 2024-02-20 | Arnold Dan H. President & CEO | Sale 10b5-1 | −2,924 | $255.19 | $746K | 144,119.94 |
| 2024-02-20 | Arnold Dan H. President & CEO | Sale 10b5-1 | −4,172 | $256.19 | $1.1M | 139,947.94 |
| 2024-02-20 | Arnold Dan H. President & CEO | Sale 10b5-1 | −1,504 | $257.11 | $387K | 138,443.94 |
| 2024-02-20 | Arnold Dan H. President & CEO | Sale 10b5-1 | −1,200 | $258.27 | $310K | 137,243.94 |
| 2024-02-20 | Arnold Dan H. President & CEO | Sale 10b5-1 | −200 | $259.47 | $52K | 137,043.94 |
| 2024-02-20 | Arnold Dan H. President & CEO | Gift 10b5-1 | −3,875 | 133,168.94 | ||
| 2024-02-20 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock 10b5-1 | −10,000 | 67,603 | ||
| 2024-02-05 | Audette Matthew J CFO and Head of Business Ops | Option exercise 10b5-1 | +27,704 | $39.48 | $1.1M | 40,348 |
| 2024-02-05 | Audette Matthew J CFO and Head of Business Ops | Sale 10b5-1 | −500 | $246.02 | $123K | 39,848 |
| 2024-02-05 | Audette Matthew J CFO and Head of Business Ops | Sale 10b5-1 | −15,250 | $248.05 | $3.8M | 24,598 |
| 2024-02-05 | Audette Matthew J CFO and Head of Business Ops | Sale 10b5-1 | −9,595 | $249.10 | $2.4M | 15,003 |
| 2024-02-05 | Audette Matthew J CFO and Head of Business Ops | Sale 10b5-1 | −2,147 | $249.95 | $537K | 12,856 |
| 2024-02-05 | Audette Matthew J CFO and Head of Business Ops | Sale 10b5-1 | −212 | $251.02 | $53K | 12,644 |
| 2024-02-05 | Audette Matthew J CFO and Head of Business Ops | Option exercise · Option to purchase Common Stock 10b5-1 | −27,704 | 0 | ||
| 2023-12-22 | SCHIFTER RICHARD P Director | Gift | −148 | 42,026.83 | ||
| 2023-12-22 | SCHIFTER RICHARD P Director | Gift | −148 | 41,878.83 | ||
| 2023-12-22 | SCHIFTER RICHARD P Director | Gift | −148 | 41,730.83 | ||
| 2023-12-22 | SCHIFTER RICHARD P Director | Gift | −148 | 41,582.83 |
Page 20 of 62 · 1,239 trades