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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-06-12 Gates Greg Group Managing Director Shares withheld for taxes −232 $295.66 $69K 20,532
2026-06-12 Cohen Marc Eliot Group Managing Director Shares withheld for taxes −44 $295.66 $13K 4,356
2026-06-04 Thomas Corey E. Director Grant or award +7 14,908
2026-06-04 SCHIFTER RICHARD P Director Grant or award +19 39,177.57
2026-06-04 Putnam James S Director Grant or award +10 137,290.5
2026-06-04 Mnookin Allison Director Grant or award +3 11,761
2026-06-04 Glavin William Francis Jr Director Grant or award +15 24,064
2026-06-04 EBERHART PAULETT Director Grant or award +5 17,760
2026-06-04 BERNARD EDWARD C Director Grant or award +4 16,259
2026-05-15 Thomas Corey E. Director Grant or award +712 14,553
2026-05-15 Thomas Corey E. Director Grant or award +348 14,901
2026-05-15 SCHIFTER RICHARD P Director Grant or award +712 38,810.57
2026-05-15 SCHIFTER RICHARD P Director Grant or award +348 39,158.57
2026-05-15 Putnam James S Director Grant or award +712 137,280.5
2026-05-15 MULCAHY ANNE M Director Grant or award +712 37,083
2026-05-15 MULCAHY ANNE M Director Grant or award +348 37,431
2026-05-15 Mnookin Allison Director Grant or award +712 11,758
2026-05-15 Ko Albert J Director Grant or award +712 3,299
2026-05-15 Khanna Somesh Director Grant or award +712 851
2026-05-15 Glavin William Francis Jr Director Grant or award +712 24,049

Page 2 of 62 · 1,239 trades