CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-02-25 | Jambusaria Aneri Managing Director | Grant or award | +1,138 | 4,225 | ||
| 2024-02-25 | Gates Greg Managing Director | Grant or award | +5,938 | 31,319 | ||
| 2024-02-25 | Gates Greg Managing Director | Shares withheld for taxes | −3,164 | $263.36 | $833K | 28,155 |
| 2024-02-25 | Gates Greg Managing Director | Grant or award | +2,326 | 30,481 | ||
| 2024-02-25 | Enyedi Matthew Managing Director | Grant or award 10b5-1 | +5,896 | 14,530 | ||
| 2024-02-25 | Enyedi Matthew Managing Director | Shares withheld for taxes 10b5-1 | −3,424 | $263.36 | $902K | 11,106 |
| 2024-02-25 | Enyedi Matthew Managing Director | Grant or award 10b5-1 | +1,789 | 12,895 | ||
| 2024-02-25 | Brown Althea Managing Director | Grant or award | +1,871 | 6,190 | ||
| 2024-02-25 | Audette Matthew J CFO and Head of Business Ops | Grant or award 10b5-1 | +11,302 | 23,946 | ||
| 2024-02-25 | Audette Matthew J CFO and Head of Business Ops | Shares withheld for taxes 10b5-1 | −7,068 | $263.36 | $1.9M | 16,878 |
| 2024-02-25 | Audette Matthew J CFO and Head of Business Ops | Grant or award 10b5-1 | +2,359 | 19,237 | ||
| 2024-02-25 | Arnold Dan H. President & CEO | Grant or award 10b5-1 | +68,800 | 201,968.94 | ||
| 2024-02-25 | Arnold Dan H. President & CEO | Shares withheld for taxes 10b5-1 | −41,015 | $263.36 | $10.8M | 160,953.94 |
| 2024-02-25 | Arnold Dan H. President & CEO | Grant or award 10b5-1 | +12,752 | 173,705.94 | ||
| 2024-02-23 | Arnold Dan H. President & CEO | Option exercise 10b5-1 | +7,089 | $39.48 | $280K | 140,257.94 |
| 2024-02-23 | Arnold Dan H. President & CEO | Sale 10b5-1 | −5,267 | $265.39 | $1.4M | 134,990.94 |
| 2024-02-23 | Arnold Dan H. President & CEO | Sale 10b5-1 | −1,822 | $266.43 | $485K | 133,168.94 |
| 2024-02-23 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock 10b5-1 | −7,089 | 60,514 | ||
| 2024-02-20 | Enyedi Matthew Managing Director | Option exercise 10b5-1 | +1,381 | $45.55 | $63K | 10,015 |
| 2024-02-20 | Enyedi Matthew Managing Director | Sale 10b5-1 | −1,381 | $256.94 | $355K | 8,634 |
Page 19 of 62 · 1,239 trades