CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-02-26 | Enyedi Matthew Managing Director | Sale 10b5-1 | −2,400 | $263.00 | $631K | 10,495 |
| 2024-02-26 | Audette Matthew J CFO and Head of Business Ops | Sale 10b5-1 | −127 | $263.41 | $33K | 19,110 |
| 2024-02-26 | Audette Matthew J CFO and Head of Business Ops | Sale 10b5-1 | −300 | $264.37 | $79K | 18,810 |
| 2024-02-26 | Audette Matthew J CFO and Head of Business Ops | Sale 10b5-1 | −1,219 | $265.68 | $324K | 17,591 |
| 2024-02-26 | Audette Matthew J CFO and Head of Business Ops | Sale 10b5-1 | −2,613 | $266.68 | $697K | 14,978 |
| 2024-02-26 | Audette Matthew J CFO and Head of Business Ops | Sale 10b5-1 | −1,315 | $267.79 | $352K | 13,663 |
| 2024-02-26 | Arnold Dan H. President & CEO | Option exercise 10b5-1 | +2,911 | $39.48 | $115K | 176,616.94 |
| 2024-02-26 | Arnold Dan H. President & CEO | Sale 10b5-1 | −500 | $262.73 | $131K | 176,116.94 |
| 2024-02-26 | Arnold Dan H. President & CEO | Sale 10b5-1 | −800 | $263.59 | $211K | 175,316.94 |
| 2024-02-26 | Arnold Dan H. President & CEO | Sale 10b5-1 | −1,200 | $264.90 | $318K | 174,116.94 |
| 2024-02-26 | Arnold Dan H. President & CEO | Sale 10b5-1 | −12,390 | $265.99 | $3.3M | 161,726.94 |
| 2024-02-26 | Arnold Dan H. President & CEO | Sale 10b5-1 | −11,506 | $266.76 | $3.1M | 150,220.94 |
| 2024-02-26 | Arnold Dan H. President & CEO | Sale 10b5-1 | −8,411 | $267.80 | $2.3M | 141,809.94 |
| 2024-02-26 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock 10b5-1 | −2,911 | 57,603 | ||
| 2024-02-25 | Steinmeier Richard Managing Director | Grant or award | +12,776 | 29,690 | ||
| 2024-02-25 | Steinmeier Richard Managing Director | Shares withheld for taxes | −7,397 | $263.36 | $1.9M | 22,293 |
| 2024-02-25 | Steinmeier Richard Managing Director | Grant or award | +2,603 | 24,896 | ||
| 2024-02-25 | Sethi Kabir Managing Director | Shares withheld for taxes 10b5-1 | −192 | $263.36 | $51K | 11,545 |
| 2024-02-25 | Jambusaria Aneri Managing Director | Grant or award | +2,580 | 4,382 | ||
| 2024-02-25 | Jambusaria Aneri Managing Director | Shares withheld for taxes | −1,295 | $263.36 | $341K | 3,087 |
Page 18 of 62 · 1,239 trades