CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-05-10 | Glavin William Francis Jr Director | Grant or award | +699 | 21,945 | ||
| 2024-05-10 | Glavin William Francis Jr Director | Grant or award | +378 | 22,323 | ||
| 2024-05-10 | EBERHART PAULETT Director | Grant or award | +699 | 20,706 | ||
| 2024-05-10 | BERNARD EDWARD C Director | Grant or award | +699 | 14,254 | ||
| 2024-03-26 | Thomas Corey E. Director | Grant or award | +8 | 11,808 | ||
| 2024-03-26 | SCHIFTER RICHARD P Director | Grant or award | +22 | 40,568.83 | ||
| 2024-03-26 | Putnam James S Director | Grant or award | +12 | 135,295.5 | ||
| 2024-03-26 | Mnookin Allison Director | Grant or award | +4 | 9,722 | ||
| 2024-03-26 | Glavin William Francis Jr Director | Grant or award | +16 | 21,246 | ||
| 2024-03-26 | EBERHART PAULETT Director | Grant or award | +6 | 20,007 | ||
| 2024-03-26 | BERNARD EDWARD C Director | Grant or award | +5 | 13,555 | ||
| 2024-02-26 | Sethi Kabir Managing Director | Sale 10b5-1 | −73 | $263.59 | $19K | 11,472 |
| 2024-02-26 | Sethi Kabir Managing Director | Sale 10b5-1 | −662 | $266.12 | $176K | 10,810 |
| 2024-02-26 | Sethi Kabir Managing Director | Sale 10b5-1 | −323 | $266.89 | $86K | 10,487 |
| 2024-02-26 | Sethi Kabir Managing Director | Sale 10b5-1 | −242 | $267.90 | $65K | 10,245 |
| 2024-02-26 | Gates Greg Managing Director | Sale | −213 | $263.44 | $56K | 30,268 |
| 2024-02-26 | Gates Greg Managing Director | Sale | −174 | $264.77 | $46K | 30,094 |
| 2024-02-26 | Gates Greg Managing Director | Sale | −8,823 | $266.12 | $2.3M | 21,271 |
| 2024-02-26 | Gates Greg Managing Director | Sale | −1,484 | $266.95 | $396K | 19,787 |
| 2024-02-26 | Gates Greg Managing Director | Sale | −707 | $267.87 | $189K | 19,080 |
Page 17 of 62 · 1,239 trades