CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- 8-K Event Material agreement · New debt or obligation
- 4 Open-market sale Managing Director sold 13,488 shares at $226.57 ($3,055,976)
- 4 Gift President & CEO gave 4,440 shares (gift)
- 144 Insider Sale of Securities
- 424B5 Offering Prospectus
- 8-K Event Regulation FD disclosure · Other events
- FWP Offering Free Writing Prospectus
- 4 Gift Managing Director gave 1,344 shares (gift)
- 424B5 Offering Prospectus
- 4 Open-market sale Managing Director sold 1,930 shares at $222.37 ($429,174)
- 305B2 Other 305B2
- 144 Insider Sale of Securities
- EFFECT Other Notice of Effectiveness
- 10-Q Report Quarterly Report
- CORRESP Other Correspondence Between Filers and SEC Staff
- CORRESP Other Correspondence Between Filers and SEC Staff
- S-3/A Offering Registration Statement
- 8-K Event Results of operations
- CORRESP Other Correspondence Between Filers and SEC Staff
- S-3/A Offering Registration Statement
Page 17 of 89 · 1,776 filings