CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-06-14 | Arnold Dan H. President & CEO | Sale 10b5-1 | −5,677 | $277.31 | $1.6M | 142,607.94 |
| 2024-06-14 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock 10b5-1 | −10,000 | 47,603 | ||
| 2024-06-12 | Gates Greg Managing Director | Shares withheld for taxes | −234 | $278.99 | $65K | 18,846 |
| 2024-06-05 | Arnold Dan H. President & CEO | Gift | −3,525 | 138,284.94 | ||
| 2024-06-04 | Thomas Corey E. Director | Grant or award | +8 | 12,893 | ||
| 2024-06-04 | SCHIFTER RICHARD P Director | Grant or award | +20 | 41,665.83 | ||
| 2024-06-04 | Putnam James S Director | Grant or award | +10 | 136,004.5 | ||
| 2024-06-04 | Mnookin Allison Director | Grant or award | +4 | 10,425 | ||
| 2024-06-04 | Glavin William Francis Jr Director | Grant or award | +16 | 22,339 | ||
| 2024-06-04 | EBERHART PAULETT Director | Grant or award | +6 | 20,712 | ||
| 2024-06-04 | BERNARD EDWARD C Director | Grant or award | +5 | 14,259 | ||
| 2024-05-10 | Thomas Corey E. Director | Grant or award | +699 | 12,507 | ||
| 2024-05-10 | Thomas Corey E. Director | Grant or award | +378 | 12,885 | ||
| 2024-05-10 | SCHIFTER RICHARD P Director | Grant or award | +699 | 41,267.83 | ||
| 2024-05-10 | SCHIFTER RICHARD P Director | Grant or award | +378 | 41,645.83 | ||
| 2024-05-10 | Putnam James S Director | Grant or award | +699 | 135,994.5 | ||
| 2024-05-10 | MULCAHY ANNE M Director | Grant or award | +699 | 35,083 | ||
| 2024-05-10 | MULCAHY ANNE M Director | Grant or award | +378 | 35,461 | ||
| 2024-05-10 | Mnookin Allison Director | Grant or award | +699 | 10,421 | ||
| 2024-05-10 | Ko Albert J Director | Grant or award | +699 | 1,656 |
Page 16 of 62 · 1,239 trades