CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-09-12 | Brown Althea Managing Director | Shares withheld for taxes | −514 | $206.98 | $106K | 5,676 |
| 2024-08-23 | Thomas Corey E. Director | Grant or award | +10 | 12,903 | ||
| 2024-08-23 | SCHIFTER RICHARD P Director | Grant or award | +27 | 39,690.83 | ||
| 2024-08-23 | Putnam James S Director | Grant or award | +16 | 136,020.5 | ||
| 2024-08-23 | Mnookin Allison Director | Grant or award | +6 | 10,431 | ||
| 2024-08-23 | Glavin William Francis Jr Director | Grant or award | +20 | 22,359 | ||
| 2024-08-23 | EBERHART PAULETT Director | Grant or award | +9 | 20,721 | ||
| 2024-08-23 | BERNARD EDWARD C Director | Grant or award | +7 | 14,266 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 41,483.83 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 41,301.83 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 41,119.83 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 40,937.83 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 40,755.83 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 40,573.83 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 40,391.83 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 40,209.83 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 40,027.83 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 39,845.83 | ||
| 2024-08-09 | SCHIFTER RICHARD P Director | Gift | −182 | 39,663.83 | ||
| 2024-06-14 | Arnold Dan H. President & CEO | Option exercise 10b5-1 | +10,000 | $39.48 | $395K | 148,284.94 |
Page 15 of 62 · 1,239 trades