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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 8-K Event Executive or director change
  2. 4 Shares withheld for taxes Managing Director gave up 7,397 shares (to pay taxes)
  3. 4 Planned sale Managing Director sold 1,300 shares at an average $266.50 ($346,451)
  4. 4 Shares withheld for taxes Managing Director gave up 1,295 shares (to pay taxes)
  5. 4 Open-market sale Managing Director sold 11,401 shares at an average $266.27 ($3,035,697)
  6. 4 Planned sale Managing Director sold 2,400 shares at $263.00 ($631,200)
  7. 4 Grant or award Managing Director acquired 1,871 shares (grant or award)
  8. 4 Planned sale CFO and Head of Business Ops sold 5,574 shares at an average $266.52 ($1,485,607)
  9. 4 Planned sale President & CEO sold 41,896 shares at an average $266.39 ($11,160,784)
  10. 144 Insider Sale of Securities
  11. 144 Insider Sale of Securities
  12. 144 Insider Sale of Securities
  13. 144 Insider Sale of Securities
  14. 144 Insider Sale of Securities
  15. 144 Insider Sale of Securities
  16. 144 Insider Sale of Securities
  17. 144 Insider Sale of Securities
  18. 4 Planned sale Managing Director sold 1,381 shares at $256.94 ($354,834)
  19. 4 Planned sale President & CEO sold 10,000 shares at an average $256.35 ($2,563,512)
  20. 144 Insider Sale of Securities

Page 15 of 89 · 1,776 filings