CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-02-05 | Audette Matthew J President and CFO | Option exercise 10b5-1 | +15,874 | $65.50 | $1.0M | 29,537 |
| 2025-02-05 | Audette Matthew J President and CFO | Option exercise 10b5-1 | +12,903 | $77.53 | $1.0M | 42,440 |
| 2025-02-05 | Audette Matthew J President and CFO | Sale 10b5-1 | −2,173 | $360.00 | $782K | 40,267 |
| 2025-02-05 | Audette Matthew J President and CFO | Sale 10b5-1 | −2,900 | $361.39 | $1.0M | 37,367 |
| 2025-02-05 | Audette Matthew J President and CFO | Sale 10b5-1 | −300 | $362.30 | $109K | 37,067 |
| 2025-02-05 | Audette Matthew J President and CFO | Sale 10b5-1 | −3,247 | $364.37 | $1.2M | 33,820 |
| 2025-02-05 | Audette Matthew J President and CFO | Sale 10b5-1 | −5,260 | $365.37 | $1.9M | 28,560 |
| 2025-02-05 | Audette Matthew J President and CFO | Sale 10b5-1 | −10,307 | $366.40 | $3.8M | 18,253 |
| 2025-02-05 | Audette Matthew J President and CFO | Sale 10b5-1 | −3,173 | $367.37 | $1.2M | 15,080 |
| 2025-02-05 | Audette Matthew J President and CFO | Sale 10b5-1 | −1,417 | $368.08 | $522K | 13,663 |
| 2025-02-05 | Audette Matthew J President and CFO | Option exercise · Option to purchase Common Stock 10b5-1 | −15,874 | 0 | ||
| 2025-02-05 | Audette Matthew J President and CFO | Option exercise · Option to purchase Common Stock 10b5-1 | −12,903 | 0 | ||
| 2024-12-05 | Jambusaria Aneri Managing Director | Sale | −305 | $331.94 | $101K | 3,920 |
| 2024-12-02 | Thomas Corey E. Director | Grant or award | +5 | 12,908 | ||
| 2024-12-02 | SCHIFTER RICHARD P Director | Grant or award | +16 | 39,706.83 | ||
| 2024-12-02 | Putnam James S Director | Grant or award | +8 | 136,028.5 | ||
| 2024-12-02 | Mnookin Allison Director | Grant or award | +2 | 10,433 | ||
| 2024-12-02 | Glavin William Francis Jr Director | Grant or award | +12 | 22,371 | ||
| 2024-12-02 | EBERHART PAULETT Director | Grant or award | +4 | 20,725 | ||
| 2024-12-02 | BERNARD EDWARD C Director | Grant or award | +3 | 14,269 |
Page 14 of 62 · 1,239 trades