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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-02-25 Gates Greg Managing Director Grant or award +6,170 25,016
2025-02-25 Gates Greg Managing Director Shares withheld for taxes −3,319 $357.36 $1.2M 21,697
2025-02-25 Gates Greg Managing Director Grant or award +2,157 23,854
2025-02-25 Enyedi Matthew Managing Director Grant or award +4,564 15,059
2025-02-25 Enyedi Matthew Managing Director Shares withheld for taxes −3,130 $357.36 $1.1M 11,929
2025-02-25 Enyedi Matthew Managing Director Grant or award +1,659 13,588
2025-02-25 Dadyar Sara Managing Director Grant or award +1,797 1,797
2025-02-25 Cohen Marc Eliot Managing Director Grant or award +1,140 5,074.21
2025-02-25 Cohen Marc Eliot Managing Director Shares withheld for taxes −673 $357.36 $241K 4,401.21
2025-02-25 Cohen Marc Eliot Managing Director Grant or award +774 5,175.21
2025-02-25 Brown Althea Managing Director Shares withheld for taxes −237 $357.36 $85K 5,439
2025-02-25 Brown Althea Managing Director Grant or award +1,272 6,711
2025-02-25 Audette Matthew J President and CFO Grant or award 10b5-1 +7,154 19,917
2025-02-25 Audette Matthew J President and CFO Shares withheld for taxes 10b5-1 −4,738 $357.36 $1.7M 15,179
2025-02-25 Audette Matthew J President and CFO Grant or award 10b5-1 +5,947 21,126
2025-02-18 Steinmeier Richard Chief Executive Officer Sale 10b5-1 −3,500 $373.79 $1.3M 21,396
2025-02-10 Enyedi Matthew Managing Director Option exercise 10b5-1 +5,154 $39.48 $203K 15,649
2025-02-10 Enyedi Matthew Managing Director Sale 10b5-1 −5,154 $369.33 $1.9M 10,495
2025-02-10 Enyedi Matthew Managing Director Option exercise · Option to purchase Common Stock 10b5-1 −5,154 0
2025-02-06 Audette Matthew J President and CFO Gift 10b5-1 −900 12,763

Page 13 of 62 · 1,239 trades