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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-03-24 SCHIFTER RICHARD P Director Gift −110 39,486.83
2025-03-24 SCHIFTER RICHARD P Director Gift −110 39,376.83
2025-03-24 SCHIFTER RICHARD P Director Gift −110 39,266.83
2025-03-24 SCHIFTER RICHARD P Director Gift −110 39,156.83
2025-03-24 SCHIFTER RICHARD P Director Gift −110 39,046.83
2025-03-24 SCHIFTER RICHARD P Director Gift −110 38,936.83
2025-03-24 SCHIFTER RICHARD P Director Gift −110 38,826.83
2025-03-24 SCHIFTER RICHARD P Director Gift −110 38,716.83
2025-03-24 SCHIFTER RICHARD P Director Gift −110 38,606.83
2025-03-24 SCHIFTER RICHARD P Director Gift −110 38,496.83
2025-03-14 Jambusaria Aneri Managing Director Sale 10b5-1 −80 $311.87 $25K 5,742
2025-03-13 EBERHART PAULETT Director Gift −4,305 16,420
2025-02-26 Cohen Marc Eliot Managing Director Sale −1,100 $365.85 $402K 4,075.21
2025-02-26 Audette Matthew J President and CFO Sale 10b5-1 −4,588 $360.07 $1.7M 16,538
2025-02-25 Steinmeier Richard Chief Executive Officer Grant or award +7,836 29,232
2025-02-25 Steinmeier Richard Chief Executive Officer Shares withheld for taxes −4,764 $357.36 $1.7M 24,468
2025-02-25 Steinmeier Richard Chief Executive Officer Grant or award +6,971 31,439
2025-02-25 Jambusaria Aneri Managing Director Grant or award +1,788 5,708
2025-02-25 Jambusaria Aneri Managing Director Shares withheld for taxes −992 $357.36 $355K 4,716
2025-02-25 Jambusaria Aneri Managing Director Grant or award +1,106 5,822

Page 12 of 62 · 1,239 trades