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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-05-23 SCHIFTER RICHARD P Director Grant or award +308 39,421.83
2025-05-23 Putnam James S Director Grant or award +602 136,638.5
2025-05-23 MULCAHY ANNE M Director Grant or award +602 36,063
2025-05-23 MULCAHY ANNE M Director Grant or award +308 36,371
2025-05-23 Mnookin Allison Director Grant or award +602 11,037
2025-05-23 Ko Albert J Director Grant or award +602 2,258
2025-05-23 Ko Albert J Director Grant or award +308 2,566
2025-05-23 Glavin William Francis Jr Director Grant or award +602 22,984
2025-05-23 Glavin William Francis Jr Director Grant or award +308 23,292
2025-05-23 EBERHART PAULETT Director Grant or award +602 17,026
2025-05-23 BERNARD EDWARD C Director Grant or award +602 14,874
2025-05-23 BERNARD EDWARD C Director Grant or award +308 15,182
2025-03-25 Thomas Corey E. Director Grant or award +4 12,912
2025-03-25 SCHIFTER RICHARD P Director Grant or award +15 38,511.83
2025-03-25 Putnam James S Director Grant or award +8 136,036.5
2025-03-25 Mnookin Allison Director Grant or award +2 10,435
2025-03-25 Glavin William Francis Jr Director Grant or award +11 22,382
2025-03-25 EBERHART PAULETT Director Grant or award +4 16,424
2025-03-25 BERNARD EDWARD C Director Grant or award +3 14,272
2025-03-24 SCHIFTER RICHARD P Director Gift −110 39,596.83

Page 11 of 62 · 1,239 trades