CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-06-12 | Putnam James S Director | Grant or award | +6 | 136,644.5 | ||
| 2025-06-12 | Mnookin Allison Director | Grant or award | +2 | 11,039 | ||
| 2025-06-12 | Glavin William Francis Jr Director | Grant or award | +10 | 23,302 | ||
| 2025-06-12 | Gates Greg Group Managing Director | Shares withheld for taxes | −234 | $379.39 | $89K | 22,120 |
| 2025-06-12 | EBERHART PAULETT Director | Grant or award | +4 | 17,030 | ||
| 2025-06-12 | Cohen Marc Eliot Group Managing Director | Shares withheld for taxes | −44 | $379.39 | $17K | 4,031.21 |
| 2025-06-12 | BERNARD EDWARD C Director | Grant or award | +3 | 15,185 | ||
| 2025-06-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −275 | $375.52 | $103K | 23,579 |
| 2025-06-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −143 | $376.49 | $54K | 23,436 |
| 2025-06-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −189 | $377.39 | $71K | 23,247 |
| 2025-06-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −59 | $378.42 | $22K | 23,188 |
| 2025-06-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −409 | $379.79 | $155K | 22,779 |
| 2025-06-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −83 | $380.54 | $32K | 22,696 |
| 2025-06-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −219 | $381.69 | $84K | 22,477 |
| 2025-06-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −123 | $382.37 | $47K | 22,354 |
| 2025-06-02 | SCHIFTER RICHARD P Director | Gift | −238 | 39,183.83 | ||
| 2025-06-02 | Jambusaria Aneri Group Managing Director | Sale 10b5-1 | −80 | $383.99 | $31K | 5,662 |
| 2025-05-23 | Thomas Corey E. Director | Grant or award | +602 | 13,514 | ||
| 2025-05-23 | Thomas Corey E. Director | Grant or award | +308 | 13,822 | ||
| 2025-05-23 | SCHIFTER RICHARD P Director | Grant or award | +602 | 39,113.83 |
Page 10 of 62 · 1,239 trades