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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Planned sale Managing Director sold 80 shares at $311.87 ($24,950)
  2. 4 Gift Director gave 4,305 shares (gift)
  3. 144 Insider Sale of Securities
  4. 3 Insider Initial Statement of Ownership
  5. UPLOAD Other SEC-generated Letter
  6. 8-K Event Executive or director change
  7. S-3 Offering Registration Statement
  8. 4 Shares withheld for taxes Chief Executive Officer gave up 4,764 shares (to pay taxes)
  9. 4 Shares withheld for taxes Managing Director gave up 992 shares (to pay taxes)
  10. 4 Shares withheld for taxes Managing Director gave up 3,319 shares (to pay taxes)
  11. 4 Shares withheld for taxes Managing Director gave up 3,130 shares (to pay taxes)
  12. 4 Grant or award Managing Director acquired 1,797 shares (grant or award)
  13. 4 Open-market sale Managing Director sold 1,100 shares at $365.85 ($402,435)
  14. 4 Shares withheld for taxes Managing Director gave up 237 shares (to pay taxes)
  15. 4 Planned sale President and CFO sold 4,588 shares at $360.07 ($1,652,001)
  16. 8-K Event Material agreement · New debt or obligation
  17. 144 Insider Sale of Securities
  18. 144 Insider Sale of Securities
  19. 424B5 Offering Prospectus
  20. 8-K Event Other events

Page 10 of 89 · 1,776 filings