CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-08-20 | Gates Greg Group Managing Director | Option exercise | +7,189 | $77.53 | $557K | 27,721 |
| 2026-08-20 | Gates Greg Group Managing Director | Sale | −4,119 | $355.38 | $1.5M | 23,602 |
| 2026-08-20 | Gates Greg Group Managing Director | Option exercise · Option to purchase Common Stock | −7,189 | 0 | ||
| 2026-06-12 | Gates Greg Group Managing Director | Shares withheld for taxes | −232 | $295.66 | $69K | 20,532 |
| 2026-02-25 | Gates Greg Group Managing Director | Grant or award | +1,856 | 16,476 | ||
| 2026-02-25 | Gates Greg Group Managing Director | Shares withheld for taxes | −1,293 | $318.47 | $412K | 15,183 |
| 2026-02-25 | Gates Greg Group Managing Director | Grant or award | +2,774 | 17,957 | ||
| 2026-02-25 | Gates Greg Group Managing Director | Grant or award | +2,807 | 20,764 | ||
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −46 | $367.95 | $17K | 15,324 |
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −34 | $368.70 | $13K | 15,290 |
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −136 | $370.44 | $50K | 15,154 |
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −410 | $371.20 | $152K | 14,744 |
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −85 | $372.32 | $32K | 14,659 |
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −39 | $373.09 | $15K | 14,620 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −63 | $372.62 | $23K | 16,807 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −205 | $374.00 | $77K | 16,602 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −230 | $374.86 | $86K | 16,372 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −267 | $375.80 | $100K | 16,105 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −293 | $377.01 | $110K | 15,812 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −234 | $378.24 | $89K | 15,578 |
Page 1 of 5 · 93 trades