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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-09-11 Reeping Katharine Principal Accounting Officer Sale −439.95 $347.88 $153K 1,773.96
2026-08-27 Jambusaria Aneri Group Managing Director Sale 10b5-1 −308 $357.36 $110K 6,107
2026-08-20 Gates Greg Group Managing Director Sale −4,119 $355.38 $1.5M 23,602
2026-07-31 Enyedi Matthew Group Managing Director Sale 10b5-1 −189 $351.06 $66K 13,932
2026-07-31 Enyedi Matthew Group Managing Director Sale 10b5-1 −463 $352.77 $163K 13,469
2026-07-31 Enyedi Matthew Group Managing Director Sale 10b5-1 −296 $353.37 $105K 13,173
2026-07-31 Enyedi Matthew Group Managing Director Sale 10b5-1 −51 $354.52 $18K 13,122
2026-07-31 Enyedi Matthew Group Managing Director Sale 10b5-1 −1 $355.51 $356 13,121
2026-06-17 Jambusaria Aneri Group Managing Director Sale 10b5-1 −308 $306.00 $94K 6,415
2026-04-15 Audette Matthew J President and CFO Sale 10b5-1 −220 $327.45 $72K 20,693
2026-04-15 Audette Matthew J President and CFO Sale 10b5-1 −189 $328.34 $62K 20,504
2026-04-15 Audette Matthew J President and CFO Sale 10b5-1 −595 $331.09 $197K 19,909
2026-04-15 Audette Matthew J President and CFO Sale 10b5-1 −106 $332.27 $35K 19,803
2026-04-14 Audette Matthew J President and CFO Sale 10b5-1 −330 $325.00 $107K 21,052
2026-04-14 Audette Matthew J President and CFO Sale 10b5-1 −139 $326.16 $45K 20,913
2026-03-10 Cohen Marc Eliot Group Managing Director Sale −1,088.21 $309.72 $337K 4,400
2026-03-09 Cohen Marc Eliot Group Managing Director Sale −2,212 $308.75 $683K 5,488.21
2026-03-02 Jambusaria Aneri Group Managing Director Sale 10b5-1 −308 $306.00 $94K 6,723
2026-02-26 Enyedi Matthew Group Managing Director Sale 10b5-1 −463 $318.38 $147K 15,767
2026-02-26 Enyedi Matthew Group Managing Director Sale 10b5-1 −628 $319.38 $201K 15,139

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