4

Changes in Ownership

ELI LILLY & Co Filed 2014-04-15 Acc 0001209191-14-027708

10% owner bought 733,445 shares at $7.00 ($5,134,115)

10% owner acquired 1,622,782 shares (conversion)

From the SEC's structured data for this filing

Trades in this filing

Insider	Date	Transaction	Shares	Price	Value	Owned after	D/I
LILLY ELI & CO 10% owner	2014-04-15	Conversion	+931,485			931,485	I
LILLY ELI & CO 10% owner	2014-04-15	Conversion	+299,213			1,230,698	I
LILLY ELI & CO 10% owner	2014-04-15	Conversion	+192,209			1,422,907	I
LILLY ELI & CO 10% owner	2014-04-15	Conversion	+199,875			1,622,782	I
LILLY ELI & CO 10% owner	2014-04-15	Purchase	+733,445	$7.00	$5,134,115	2,356,227	I
Derivatives
LILLY ELI & CO 10% owner	2014-04-15	Conversion · Series C Convertible Preferred Stock	−13,513,513			0	I
LILLY ELI & CO 10% owner	2014-04-15	Conversion · Series D Convertible Preferred Stock	−4,340,831			0	I
LILLY ELI & CO 10% owner	2014-04-15	Conversion · 7% Convertible Promissory Notes	−0			0	I
LILLY ELI & CO 10% owner	2014-04-15	Conversion · 7% Convertible Promissory Notes	−0			0	I
Open-market purchases · 733,445 sh · avg $7.00 · $5,134,115