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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,362 $13.90 $75K 198,553
2021-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,193 210,746
2021-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,798 $13.90 $67K 205,948
2021-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −11,194 33,583
2021-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −3,057 6,117
2021-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,985 62,900
2021-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,596 138,556
2021-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,193 134,129
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise +14,837 126,545
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Shares withheld for taxes −7,812 $13.90 $109K 118,733
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise +1,529 120,262
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Shares withheld for taxes −806 $13.90 $11K 119,456
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise +4,493 123,949
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Shares withheld for taxes −2,366 $13.90 $33K 121,583
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise +6,298 127,881
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Shares withheld for taxes −3,316 $13.90 $46K 124,565
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise +4,389 128,954
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Shares withheld for taxes −2,311 $13.90 $32K 126,643
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −14,837 59,348
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −1,529 3,059

Page 75 of 115 · 2,286 trades