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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-05-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −822 $13.90 $11K 80,442
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise +4,493 84,935
2021-05-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −2,412 $13.90 $34K 82,523
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise +6,298 88,821
2021-05-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −3,374 $13.90 $47K 85,447
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise +5,487 90,934
2021-05-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −2,934 $13.90 $41K 88,000
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −2,459 2,460
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −7,233 28,933
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −1,529 3,059
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,493 31,450
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −6,298 69,278
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −5,487 60,358
2021-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,194 190,408
2021-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,461 $13.90 $76K 184,947
2021-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +3,057 188,004
2021-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,440 $13.90 $20K 186,564
2021-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,985 195,549
2021-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,230 $13.90 $59K 191,319
2021-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,596 203,915

Page 74 of 115 · 2,286 trades