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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
  1. 8-K Event Executive or director change
  2. 4 Open-market sale Bank-Chief Capital Officer sold 1,602 shares at $18.73 ($30,003)
  3. 8-K Event Shareholder vote results
  4. 4 Grant or award Director acquired 10,933 shares (grant or award)
  5. 4 Grant or award Director acquired 10,933 shares (grant or award)
  6. 4 Grant or award Director acquired 10,933 shares (grant or award)
  7. 4 Grant or award Director acquired 10,933 shares (grant or award)
  8. 4 Grant or award Director acquired 10,933 shares (grant or award)
  9. 4 Shares withheld for taxes Bank-Chief of Consumer Banking gave up 17,827 shares (to pay taxes)
  10. 4 Shares withheld for taxes SVP, Corporate Controller gave up 8,443 shares (to pay taxes)
  11. 4 Shares withheld for taxes CEO gave up 28,832 shares (to pay taxes)
  12. 4 Shares withheld for taxes Chief Administrative Officer gave up 11,993 shares (to pay taxes)
  13. 4 Shares withheld for taxes Chief Risk Officer gave up 40,953 shares (to pay taxes)
  14. 4 Shares withheld for taxes Bank-Chief Capital Officer gave up 14,779 shares (to pay taxes)
  15. 4 Shares withheld for taxes Chief Financial Officer gave up 21,291 shares (to pay taxes)
  16. 4 Shares withheld for taxes Bank-Chief Technology Officer gave up 16,611 shares (to pay taxes)
  17. 4 Open-market sale Bank-Chief Capital Officer sold 2,346 shares at $12.79 ($30,011)
  18. 4 Open-market buy Director bought 1,000 shares at $12.40 ($12,400)
  19. 4 Open-market buy Director bought 1,500 shares at an average $12.13 ($18,188)
  20. 4 Open-market buy Director bought 3,500 shares at an average $13.22 ($46,287)

Page 27 of 914 · 18,271 filings