4

Changes in Ownership

Empire State Realty Trust, Inc. Filed 2017-12-06 Acc 0001209191-17-064219

Chairman and CEO sold 1,243,163 shares at $20.45 ($25,422,683)

Chairman and CEO acquired 1,243,242 shares (conversion)

From the SEC's structured data for this filing

Documents 1

4 Changes in Ownership , xslF345X03/doc4.xml

Around this filing

2018-02-23 4 Options or other derivatives
2017-12-06 4 Chairman and CEO sold 1,243,163 shares at $20.45 ($25,422,683)
2017-09-26 4 10% owner disposed of 29,610,854 shares (other)

Link to a passage

External

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Trades in this filing

Insider	Date	Transaction	Shares	Price	Value	Owned after	D/I
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion	+156,416			156,416	D
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion	+577,692			734,108	D
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion	+11,790			745,898	D
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion	+79			9,485	I
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion	+487,320			496,805	I
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion	+9,945			506,750	I
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Sale	−745,898	$20.45	$15,253,614	0	D
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Sale	−497,265	$20.45	$10,169,069	9,485	I
Derivatives
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion · LTIP Units	−119,875			366,103	D
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion · LTIP Units	−36,541			36,542	D
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion · Operating Partnership Units	−577,692			1,928,117	D
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion · Operating Partnership Units	−487,320			29,577,930	I
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion · Class B Common Stock	−11,790			39,348	D
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion · Class B Common Stock	−79			613,576	I
MALKIN ANTHONY E Chairman and CEO	2017-12-04	Conversion · Class B Common Stock	−9,945			603,631	I
Open-market sales · 1,243,163 sh · avg $20.45 · $25,422,683