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CIK 0000862668 · Non-accelerated filer<br>Smaller reporting company

ESCALON MEDICAL CORP

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Ticker
ESMC
Exchange
OTC
Industry
Electromedical & Electrotherapeutic Apparatus
FY end
Jun 30
Incorporated
PA
Entity type
operating
EIN
330272839
Phone
6106886830
Business address
435 DEVON PARK ROAD, SUITE 824, WAYNE, PA, 19087
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2018-02-14 DEPIANO RICHARD J Director Other acquisition · Series A Convertable Preferred stock +465,116.28 $0.32 $150K 465,116.28
2018-02-14 DEPIANO RICHARD J Director Other acquisition · Series A convertible preferred stock +1,534,883.72 $0.32 $495K 1,534,883.72
2016-05-12 DEPIANO RICHARD J Director Grant or award · Director stock option (right to buy) +10,000 $0.79 $8K 471,175
2016-05-12 Closkey C Sean Director Grant or award · Director stock option (right to buy) +2,000 $0.79 $2K 9,000
2016-05-12 NAPOLITANO LISA A Director Grant or award · Director stock option (right to buy) +2,000 $0.79 $2K 46,000
2016-05-12 Trusk C Todd Director Grant or award · Director stock option (right to buy) +7,000 $0.79 $6K 7,250
2014-05-08 Closkey C Sean Director Grant or award · Director stock option (right to buy) +2,000 $1.57 $3K 7,000
2014-05-08 Closkey C Sean Director Grant or award · Director Stock Option (right to buy) +5,000 $1.57 $8K 5,000
2014-05-08 NAPOLITANO LISA A Director Grant or award · Director Stock option (right to buy) +2,000 $1.57 $3K 44,000
2014-05-08 CHOATE FRED G Director Grant or award · Director Stock OPtion (right to Buy) +2,000 $1.57 $3K 32,000
2014-05-08 Wallace Mark COO Grant or award · Stock option (right to buy) +35,000 $1.57 $55K 92,467
2014-05-08 O'Connor Robert Michael CFO Grant or award · Stock Option (right to buy stock) +35,000 $1.57 $55K 149,000
2014-05-08 DEPIANO RICHARD J Director Grant or award · Common Stock +10,000 $1.57 $16K 461,175
2014-05-08 DePiano Richard J Jr CEO Grant or award · Common Stock +45,000 $1.57 $71K 172,706
2012-12-17 DePiano Richard J Jr President Returned to the company +500 $1.08 $538 127,706
2009-11-16 Wallace Mark Chief Operating Officer Grant or award · Stock Option (right to buy) +10,000 $1.51 $15K 57,467
2009-11-16 DEPIANO RICHARD J Chairman and CEO Grant or award · Stock Option (right to buy) +20,000 $1.51 $30K 451,175
2009-11-16 O'Connor Robert Michael Chiel Financial Officer Grant or award · Stock Option (right to buy) +14,000 $1.51 $21K 114,000
2009-11-16 DePiano Richard J Jr President Grant or award · Stock Option (right to buy) +12,000 $1.51 $18K 112,573
2008-09-25 KWAN WILLIAM L G Director Grant or award · Director Stock Option (right to buy) +10,000 $2.22 $22K 80,000

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