CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2009-04-24 | Moore Anthony R 10% owner | Sale | −4,023 | $3.69 | $15K | 848,076 |
| 2009-04-24 | Moore Anthony R 10% owner | Sale | −4,022 | $3.69 | $15K | 844,054 |
| 2009-04-24 | Moore, Clayton & Co., Inc. 10% owner | Sale | −6,999 | $3.69 | $26K | 881,139 |
| 2009-04-24 | Moore, Clayton & Co., Inc. 10% owner | Sale | −6,998 | $3.69 | $26K | 874,141 |
| 2009-04-24 | Moore, Clayton & Co., Inc. 10% owner | Sale | −4,023 | $3.69 | $15K | 870,118 |
| 2009-04-24 | Moore, Clayton & Co., Inc. 10% owner | Sale | −4,022 | $3.69 | $15K | 866,096 |
| 2009-04-24 | Denos Kenneth I Chief Executive Officer | Sale | −6,999 | $3.69 | $26K | 903,181 |
| 2009-04-24 | Denos Kenneth I Chief Executive Officer | Sale | −6,998 | $3.69 | $26K | 896,183 |
| 2009-04-24 | Denos Kenneth I Chief Executive Officer | Sale | −4,023 | $3.69 | $15K | 892,160 |
| 2009-04-24 | Denos Kenneth I Chief Executive Officer | Sale | −4,022 | $3.69 | $15K | 888,138 |
| 2009-04-06 | KNAUSS ROBERT L Director | Purchase | +2,000 | $2.56 | $5K | 7,670 |
| 2009-04-06 | KNAUSS ROBERT L Director | Purchase | −2,000 | $2.56 | $5K | 7,670 |
| 2008-11-21 | KNAUSS ROBERT L Director | Purchase | +2,000 | $4.20 | $8K | 5,506 |
| 2008-11-20 | FLANAGAN GREGORY J Director | Purchase | +1,150 | $4.29 | $5K | 18,271 |
| 2008-11-19 | FLANAGAN GREGORY J Director | Purchase | +1,150 | $4.50 | $5K | 17,121 |
| 2008-08-01 | Clayton Sharon Director | Sale | −254,376 | $7.11 | $1.8M | 1,018,876 |
| 2008-08-01 | Clayton Sharon Director | Sale | −169,584 | $7.11 | $1.2M | 849,292 |
| 2008-08-01 | Moore Anthony R Director | Sale | −254,376 | $7.11 | $1.8M | 1,018,876 |
| 2008-08-01 | Moore Anthony R Director | Sale | −169,584 | $7.11 | $1.2M | 849,292 |
| 2008-08-01 | Denos Kenneth I President and CEO | Sale | −254,376 | $7.11 | $1.8M | 1,018,876 |
Page 9 of 23 · 444 trades