CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2014-06-12 | TOKARZ MICHAEL T 10% owner | Purchase | +970,087 | $2.45 | $2.4M | 4,444,644 |
| 2014-06-12 | Tokarz Group Advisers LLC 10% owner | Purchase | +970,087 | $2.45 | $2.4M | 4,444,644 |
| 2014-06-12 | MVC CAPITAL, INC. 10% owner | Purchase | +970,087 | $2.45 | $2.4M | 4,444,644 |
| 2014-06-03 | TOKARZ MICHAEL T 10% owner | Purchase | +850,000 | $2.40 | $2.0M | 3,474,557 |
| 2014-06-03 | MVC CAPITAL, INC. 10% owner | Purchase | +850,000 | $2.40 | $2.0M | 3,474,557 |
| 2014-06-03 | Tokarz Group Advisers LLC 10% owner | Purchase | +850,000 | $2.40 | $2.0M | 3,474,557 |
| 2014-05-21 | MVC CAPITAL, INC. 10% owner | Purchase | +512,557 | $2.40 | $1.2M | 2,624,557 |
| 2014-05-21 | TOKARZ MICHAEL T 10% owner | Purchase | +512,557 | $2.40 | $1.2M | 2,624,557 |
| 2014-05-21 | Tokarz Group Advisers LLC 10% owner | Purchase | +512,557 | $2.40 | $1.2M | 2,624,557 |
| 2014-04-07 | KNAUSS ROBERT L Director | Purchase | +5,000 | $1.88 | $9K | 40,670 |
| 2014-04-04 | KNAUSS ROBERT L Director | Purchase | +5,000 | $1.88 | $9K | 35,670 |
| 2013-07-31 | des Pallieres Bertrand Director | Purchase | +859,803 | $2.40 | $2.1M | 2,880,167 |
| 2013-07-31 | des Pallieres Bertrand Director | Purchase | +145,833 | $2.40 | $350K | 3,026,000 |
| 2013-07-23 | des Pallieres Bertrand Director | Purchase | +1,492 | $1.89 | $3K | 2,020,364 |
| 2013-07-22 | des Pallieres Bertrand Director | Purchase | +1,574 | $1.89 | $3K | 2,018,872 |
| 2012-12-20 | des Pallieres Bertrand Director | Purchase | +986,842 | $2.65 | $2.6M | 2,017,298 |
| 2011-12-06 | Mobiquity Investments Ltd Director | Purchase | +7,125 | $2.05 | $15K | 970,087 |
| 2011-09-16 | Atkinson Fraser Director | Purchase | +274 | $2.12 | $581 | 1,858 |
| 2011-09-16 | Atkinson Fraser Director | Purchase | +31 | $2.20 | $68 | 1,889 |
| 2011-09-15 | Atkinson Fraser Director | Purchase | +34 | $2.12 | $72 | 1,584 |
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