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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
  1. 40-17F2 Other 40-17F2
  2. 4 Open-market buy Vice President bought 35,900 shares at an average $6.34 ($227,535)
  3. 4 Open-market buy CEO bought 35,900 shares at an average $6.34 ($227,535)
  4. 4 Open-market buy Director bought 3,000 shares at $6.10 ($18,300)
  5. 8-K Event Results of operations · Other events
  6. 10-Q Report Quarterly Report
  7. 4/A Open-market sale 10% owner sold 189,716 shares at $7.74 ($1,468,402)
  8. 4/A Open-market sale Director sold 189,716 shares at $7.74 ($1,468,402)
  9. 4/A Open-market sale Director sold 189,716 shares at $7.74 ($1,468,402)
  10. 4/A Open-market sale Chief Executive Officer sold 189,716 shares at $7.74 ($1,468,402)
  11. SC 13D Stake Beneficial Ownership Report
  12. 4 Other acquisition Vice President acquired 189,716 shares (other)
  13. 4 Other acquisition Co-Chairman acquired 189,716 shares (other)
  14. 4 Open-market sale Director sold 189,716 shares at $1,266,355.00 ($240,247,805,180)
  15. 4 Open-market sale Director sold 189,716 shares at $1,266,355.00 ($240,247,805,180)
  16. 4/A Open-market sale Chief Executive Officer sold 189,716 shares at $1,266,355.00 ($240,247,805,180)
  17. 4 Open-market sale 10% owner sold 189,716 shares at $1,266,355.00 ($240,247,805,180)
  18. 4 Open-market sale Chief Executive Officer sold 189,716 shares at $1,266,355.00 ($240,247,805,180)
  19. 8-K Event Other events
  20. 8-K Event Results of operations · Executive or director change · Other events

Page 31 of 48 · 942 filings