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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2016-03-03 des Pallieres Bertrand Director Purchase +429 $1.50 $644 2,184,692
2016-03-02 des Pallieres Bertrand Director Purchase +100 $1.50 $150 2,184,263
2016-02-26 des Pallieres Bertrand Director Purchase +4,400 $1.50 $7K 2,184,163
2016-02-25 des Pallieres Bertrand Director Purchase +9,351 $1.50 $14K 2,179,763
2016-01-21 des Pallieres Bertrand Director Purchase +177 $1.50 $266 2,170,412
2016-01-20 des Pallieres Bertrand Director Purchase +25,000 $1.55 $39K 2,161,835
2016-01-20 des Pallieres Bertrand Director Purchase +8,400 $1.50 $13K 2,170,235
2015-11-25 des Pallieres Bertrand Director Purchase −42,284 $1.50 $63K 2,619,662
2015-11-25 KNAUSS ROBERT L Director Purchase −9,000 $1.55 $14K 70,670
2015-11-25 KNAUSS ROBERT L Director Purchase −1,000 $1.55 $2K 71,670
2015-11-24 KNAUSS ROBERT L Director Purchase −9,000 $1.54 $14K 60,670
2015-11-24 KNAUSS ROBERT L Director Purchase −1,000 $1.54 $2K 61,670
2015-11-20 des Pallieres Bertrand Director Purchase +42,284 $1.50 $63K 2,136,835
2015-11-20 des Pallieres Bertrand Director Purchase +3,638 $1.45 $5K 2,094,551
2015-11-20 KNAUSS ROBERT L Director Purchase +6,000 $1.52 $9K 51,670
2015-11-20 des Pallieres Bertrand Director Purchase +3,638 $1.45 $5K 2,577,378
2015-11-19 KNAUSS ROBERT L Director Purchase +5,000 $1.51 $8K 45,670
2015-11-18 des Pallieres Bertrand Director Purchase +25,000 $1.50 $38K 2,090,913
2015-11-18 des Pallieres Bertrand Director Purchase +25,000 $1.50 $38K 2,573,740
2014-06-12 Mobiquity Investments Ltd Director Returned to the company −960,087 $2.45 $2.4M 10,000

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