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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2003-08-26 TUGGLE FRANCIS D DR Director Purchase +100 $8.60 $860 3,600
2003-08-04 ORVIETO BRAD Director Grant or award · Stock Options +5,500 $8.63 $47K 5,500
2003-05-12 TUGGLE FRANCIS D DR Director Option exercise · Incentive Stock Options −200 3,800
2001-11-14 LEHMANN NOLAN President Option exercise · Incentive Stock Options −12,500 157,281

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