CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2004-01-16 | DOUGLASS SAM P CEO | Other acquisition | +3,599 | $7.92 | $29K | 43,191 |
| 2004-01-16 | DOUGLASS SAM P CEO | Other acquisition | +3,713 | $7.92 | $29K | 44,561 |
| 2004-01-16 | DOUGLASS SAM P CEO | Other acquisition | +2,567 | $7.92 | $20K | 30,827 |
| 2004-01-16 | STORMS JOHN W Director | Other acquisition | +715 | $7.92 | $6K | 8,591 |
| 2004-01-16 | FLANAGAN GREGORY J Director | Other acquisition | +718 | $7.92 | $6K | 8,618 |
| 2004-01-16 | FLANAGAN GREGORY J Director | Other acquisition | +100 | $7.92 | $792 | 1,200 |
| 2004-01-16 | FORBES GARY L Vice President | Other acquisition | +649 | $7.92 | $5K | 13,166 |
| 2004-01-16 | ORVIETO BRAD Director | Other acquisition | +100 | $7.92 | $792 | 1,206 |
| 2004-01-16 | LEHMANN NOLAN President | Other acquisition | +13,850 | $7.92 | $110K | 171,131 |
| 2004-01-16 | LEHMANN NOLAN President | Other acquisition | +3,235 | $7.92 | $26K | 38,832 |
| 2004-01-16 | LEHMANN NOLAN President | Other acquisition | +525 | $7.92 | $4K | 6,303 |
| 2004-01-16 | PETERSEN GARY R Director | Other acquisition | +195 | $7.92 | $2K | 2,350 |
| 2004-01-16 | TUGGLE FRANCIS D DR Director | Other acquisition | +345 | $7.92 | $3K | 4,145 |
| 2004-01-16 | WILLIAMS EDWARD E DR Director | Other acquisition | +2,018 | $7.92 | $16K | 44,436 |
| 2003-12-24 | NICODEMUS HARRY O IV Vice President, CFO | Grant or award · Employee Stock Option (Right to Buy) | +40,000 | 40,000 | ||
| 2003-12-22 | DOUGLASS SAM P CEO | Sale | −227 | $7.92 | $2K | 19,430 |
| 2003-12-10 | TUGGLE FRANCIS D DR Director | Option exercise | +200 | $7.43 | $1K | 3,800 |
| 2003-11-24 | LEHMANN NOLAN President | Option exercise | +12,500 | $7.69 | $96K | 157,281 |
| 2003-09-02 | ORVIETO BRAD Director | Purchase | +100 | $8.80 | $880 | 1,206 |
| 2003-09-02 | ORVIETO BRAD Director | Purchase | +900 | $8.90 | $8K | 2,106 |
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