CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2005-01-17 | LEHMANN NOLAN President | Other acquisition | +475 | $7.56 | $4K | 6,778 |
| 2005-01-17 | PETERSEN GARY R Director | Other acquisition | +162 | $7.56 | $1K | 2,318 |
| 2005-01-17 | TUGGLE FRANCIS D DR Director | Other acquisition | +311 | $7.56 | $2K | 4,438 |
| 2005-01-04 | Walters James Philip Vice President, Controller | Grant or award · Employee Stock Option (Right to Buy) | +50,000 | $7.69 | $385K | 50,000 |
| 2005-01-04 | NICODEMUS HARRY O IV Vice President, CFO | Grant or award · Employee Stock Option (Right to Buy) | +100,000 | $7.69 | $769K | 140,000 |
| 2004-12-02 | LEHMANN NOLAN President | Option exercise | +12,500 | $7.69 | $96K | 184,077 |
| 2004-12-02 | LEHMANN NOLAN President | Option exercise · Incentive Stock Options (right to buy) | −12,500 | $7.69 | $96K | 202,700 |
| 2004-05-07 | KNAUSS ROBERT L Director | Grant or award · Incentive stock options | +2,200 | 2,200 | ||
| 2004-05-07 | WILLIAMS EDWARD E DR Director | Grant or award · Incentive stock options | +2,200 | 2,200 | ||
| 2004-05-07 | TUGGLE FRANCIS D DR Director | Grant or award · Incentive stock options | +2,200 | 2,200 | ||
| 2004-05-07 | STORMS JOHN W Director | Grant or award · Stock incentive options | +2,200 | 2,200 | ||
| 2004-05-07 | PETERSEN GARY R Director | Grant or award · Stock Incentive Options | +2,200 | 2,200 | ||
| 2004-05-07 | ORVIETO BRAD Director | Grant or award · Stock incentive options | +2,200 | 2,200 | ||
| 2004-05-07 | KNAUSS ROBERT L Director | Grant or award · Incentive Stock Options | +2,200 | $7.72 | $17K | 2,200 |
| 2004-05-07 | FLANAGAN GREGORY J Director | Grant or award · Stock Incentive Options | +2,200 | 2,200 | ||
| 2004-01-16 | PETERSEN GARY R Director | Other disposition | −195 | $7.92 | $2K | 2,155 |
| 2004-01-16 | LEHMANN NOLAN President | Other acquisition | +446 | $7.92 | $4K | 171,577 |
| 2004-01-16 | KNAUSS ROBERT L Director | Other acquisition | +61 | $7.92 | $483 | 736 |
| 2004-01-16 | KNAUSS ROBERT L Director | Other acquisition | +39 | $7.92 | $309 | 477 |
| 2004-01-16 | DOUGLASS SAM P CEO | Other acquisition | +1,786 | $7.92 | $14K | 21,216 |
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