CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2005-06-30 | NICODEMUS HARRY O IV Vice President, CFO | Option exercise · Incentive Stock Options (right to buy) | −100,000 | $7.69 | $769K | 0 |
| 2005-06-30 | FORBES GARY L Vice President | Option exercise | +198,000 | $7.69 | $1.5M | 212,158 |
| 2005-06-30 | FORBES GARY L Vice President | Sale | −198,000 | $8.38 | $1.7M | 14,158 |
| 2005-06-30 | FORBES GARY L Vice President | Option exercise · Incentive Stock Options (right to buy) | −198,000 | $7.69 | $1.5M | 0 |
| 2005-01-17 | WILLIAMS EDWARD E DR Director | Other acquisition | +3,345 | $7.56 | $25K | 47,781 |
| 2005-01-17 | DOUGLASS SAM P CEO | Other acquisition | +1,598 | $7.56 | $12K | 22,814 |
| 2005-01-17 | DOUGLASS SAM P CEO | Other acquisition | +3,255 | $7.56 | $25K | 46,446 |
| 2005-01-17 | DOUGLASS SAM P CEO | Other acquisition | +3,358 | $7.56 | $25K | 47,919 |
| 2005-01-17 | DOUGLASS SAM P CEO | Other acquisition | +2,322 | $7.56 | $18K | 33,149 |
| 2005-01-17 | DOUGLASS SAM P CEO | Other acquisition | +5,614 | $7.56 | $42K | 80,092 |
| 2005-01-17 | DOUGLASS SAM P CEO | Other acquisition | +15,478 | $7.56 | $117K | 220,774 |
| 2005-01-17 | FLANAGAN GREGORY J Director | Other acquisition | +649 | $7.56 | $5K | 9,267 |
| 2005-01-17 | FLANAGAN GREGORY J Director | Other acquisition | +89 | $7.56 | $673 | 1,289 |
| 2005-01-17 | KNAUSS ROBERT L Director | Other acquisition | +55 | $7.56 | $416 | 791 |
| 2005-01-17 | KNAUSS ROBERT L Director | Other acquisition | +35 | $7.56 | $265 | 512 |
| 2005-01-17 | STORMS JOHN W Director | Other acquisition | +647 | $7.56 | $5K | 9,238 |
| 2005-01-17 | FORBES GARY L Vice President | Other acquisition | +992 | $7.56 | $7K | 14,158 |
| 2005-01-17 | ORVIETO BRAD Director | Other acquisition | +82 | $7.56 | $620 | 2,479 |
| 2005-01-17 | LEHMANN NOLAN President | Other acquisition | +13,875 | $7.56 | $105K | 197,951 |
| 2005-01-17 | LEHMANN NOLAN President | Other acquisition | +2,927 | $7.56 | $22K | 41,759 |
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